Summary of the 2017 thyroid radiofrequency ablation guideline and comparison with the 2012 guideline
Article information
Abstract
Radiofrequency ablation (RFA) is a new, minimally invasive modality that serves as an alternative to surgery in patients with thyroid tumors. The Task Force Committee of the Korean Society of Thyroid Radiology developed recommendations for the optimal use of RFA for thyroid tumors in 2012 and revised them in 2017. Herein, we review and summarize the 2017 thyroid RFA guideline and compare it with the 2012 thyroid RFA guideline.
Introduction
Ultrasound (US)-guided radiofrequency ablation (RFA) for thyroid lesions has been used to treat benign thyroid nodules and recurrent thyroid cancers [1,2]. The Korean Society of Thyroid Radiology (KSThR) proposed preliminary recommendations for RFA of benign thyroid nodules in 2009 [3] and published a second set of recommendations for thyroid RFA in 2012 [1]. The second set presented a comprehensive discussion of the indications for thyroid RFA, pre-procedural evaluations, procedures, post-procedural monitoring, efficacy, and safety based on evidence and expert opinions.
Since the 2012 thyroid RFA guideline, high-level published evidence in this field has been rapidly accumulating; thus, the KSThR started to revise the guideline in December 2015 and published the 2017 thyroid RFA guideline in 2018 [4].
This review summarizes the 2017 thyroid RFA guideline and discusses its major differences with the 2012 thyroid RFA guideline.
Methodology
In contrast with the 2012 guideline, the 2017 guideline used standard international tools to appraise study quality, including the Cochrane risk of bias for randomized controlled trials (RCTs), the Risk of Bias Assessment tool for Non-randomized Studies (RoBANS) for non-RCTs, the Quality Assessment of Diagnostic Accuracy Studies-2 (QUADAS-2) for diagnostic studies, and A Measurement Tool to Assess Systematic Reviews (AMSTAR) [5].
Tables 1 and 2 show the evidence level and the recommendation grading system established based on a review of the existing guidelines and other grading systems [6]. Study design and quality (risk of bias) were considered the main factors that determined the evidence level. For recommendation grading, the committee considered the quality of evidence, clinical benefits and harms, costs, patients’ preferences, and value [5].
In the 2017 guideline, the modified Delphi method was used to establish consensus, especially for benefits and harms. The evidence level and net benefits were the main components underlying decisions concerning the recommendations [5]. The recommendation strength was discussed further, with a consideration of clinical applicability and impact on patient outcomes. Therefore, despite high Delphi scores, in some cases, the recommendation strength was downgraded according to the consensus of an expert committee. Finally, several considerations were described for the use of this guideline (i.e., harm and benefit, acceptability, applicability, and radiation dose). Table 3 illustrates the recommendations of the 2017 thyroid RFA guideline.
Indications
For benign thyroid nodules, the indications in the 2017 guideline are similar to those in the 2012 guideline. The 2017 guideline recommends thyroid RFA for patients with benign thyroid nodules complaining of symptomatic or cosmetic issues. In terms of nodule size or volume, no definite criteria for thyroid RFA have been established. The need for thyroid nodule treatment depends on the patient’s symptoms or cosmetic problems, which vary according to the individual’s neck circumference or thyroid nodule location [1]. Cosmetic problems are influenced by the nodule location (i.e., isthmus) or neck circumference. Nodules that exceed 2 cm in diameter and continue to grow during the follow-up period may be considered for thyroid RFA based on symptoms, cosmetic problems, and clinical concerns [7]. In addition, the 2017 guideline recommends thyroid RFA for toxic and pretoxic autonomously functioning thyroid nodules (AFTNs). No absolute contraindications for thyroid RFA are presented in the 2012 and 2017 guidelines. The 2012 guideline recommended careful ablation in patients with a cardiac pacemaker or in pregnant women; however, the 2017 guideline recommends the use of a thyroid-dedicated bipolar electrode for these patients. RFA is not suitable for thyroid nodules with heavy calcifications because nodule puncture and the moving-shot technique are difficult in such nodules.
Regarding benign cytopathological results, the 2012 guideline suggested that at least two biopsy results should be obtained for all indicated nodules. The 2017 guideline also suggests that 2 benign biopsy results should be obtained; however, a single benign diagnosis on fine-needle aspiration (FNA) or core-needle biopsy (CNB) is sufficient when the nodule has US features that are highly specific for benignity (isoechoic spongiform nodule or partially cystic nodules with an intracystic comet tail artifact) or when the nodule is identified as an AFTN [1,4].
In recurrent thyroid cancers, both the 2017 and 2012 guidelines suggest RFA for patients at high surgical risk or for those who refuse surgery [1,4]. In addition, the 2017 guideline suggests two treatment strategies: curative and palliative. Curative RFA for recurrent cancer refers to the complete treatment of any recurrent tumors visible on US. In recent studies undertaken for curative purposes, the number of locally recurrent tumors was <3 or 4 per patient and the greatest tumor diameter was <1.5-2 cm [8-10]. Recurrent thyroid cancer can induce various symptoms, such as dysphagia, hoarseness, dyspnea, or cosmetic issues. Palliative RFA can be applied when it is judged that size reduction by RFA can reduce symptoms and improve the quality of life of a patient, even if radiologically complete removal is not possible [11].
For primary thyroid cancer, surgery is the standard treatment. Therefore, the 2012 guideline did not recommend RFA for primary cancers. The 2017 guideline recommends considering RFA in selected patients (i.e., in patients who refuse surgery or who cannot undergo an operation) [1,4]. However, the optimal candidates and clinical outcomes of RFA have not been established for primary thyroid cancer. Therefore, RFA remains an experimental tool that requires further investigation. Several reports have suggested that RFA or laser ablation (LA) may not be effective for rapidly growing primary thyroid cancers, such as anaplastic cancer [12-15].
For follicular neoplasms, the 2012 guideline did not recommend RFA because of the lack of evidence of treatment benefit for RFA. However, a recent 5-year follow-up study revealed that RFA can be an effective and safe method to treat patients with follicular neoplasms <2 cm in size [16]. In another study, two out of six lesions that were graded as Bethesda-3 or Bethesda-4 and measured >2 cm in size regrew after RFA and were finally diagnosed as minimally invasive follicular cancer and follicular neoplasm of indeterminate malignant behavior, respectively [17]. Therefore, the application of RFA for follicular neoplasms remains debatable [1,4].
Pre-procedural Evaluations
Table 4 presents the checklist before RFA. The checklist of the 2012 guideline is similar to that of the 2017 guideline [1,4]; however, the 2017 guideline includes a detailed description of the pathological diagnosis and laboratory tests. A US examination is considered important to establish the treatment plan by characterizing benign nodules or recurrent cancers and by evaluating the surrounding critical anatomical structures. Three orthogonal diameters, including the largest diameter, should be measured by US, and nodule or tumor volume can be calculated using the equation V=πabc /6, where V is the volume, a is the maximum diameter, and b and c are the other two perpendicular diameters [2,18]. When the serum concentration of thyrotropin (TSH) is reduced, physicians should document whether a patient is being treated with thyroid hormones or has hyperthyroidism. If hyperthyroidism is clinically suggested, a technetium 99mTc pertechnetate scan or a 123I thyroid scan may be helpful to identify AFTNs [19,20]. Computed tomography (CT) or magnetic resonance imaging examinations may also be helpful to evaluate the intrathoracic extent of benign thyroid nodules [1,4]. Prior to RFA of recurrent thyroid cancer (Table 4), tumor recurrence should be confirmed by US-guided FNA with a washout thyroglobulin (Tg) level measurement. Neck CT is recommended to detect additional recurrent tumors that are not detected on US, and it may also be useful for the post-RFA evaluation of recurrent tumors [1,4].
Both the 2012 and 2017 guidelines have similar recommendations for the management of patients with a bleeding tendency and the content of informed consent [1,4]. Patients who take drugs for a bleeding tendency should be informed of the need to discontinue those drugs before RFA (Table 5): 7-10 days before for aspirin or clopidogrel, 3-5 days for warfarin, and 4-6 hours for heparin. Patients can resume taking heparin 2-6 hours after RFA, warfarin the night following RFA, and aspirin (or clopidogrel) the next day [21]. However, the recommendations for the discontinuation of antiplatelet therapy with platelet aggregation inhibitors vary according to clinical judgment based on the patient’s condition, the planned procedure, risk factors, desires, and the cardiologist’s opinion. Physicians should compare the benefits of RFA with the potential complications related to the interruption of these drugs. If required, they should consider changing warfarin to heparin, which has a shorter half-life (1-2 hours) [21]. Informed consent should include the items listed in Table 6 [1,4].
Standard Techniques
Both 2012 and 2017 guidelines suggest three basic techniques for RFA of benign thyroid nodules [1,4]: local anesthesia, the trans-isthmic approach method, and the moving-shot technique. Perithyroidal lidocaine injection, as local anesthesia, is recommended to control pain during ablation, rather than using general anesthesia or sedation. Sensory nerves are usually present at the thyroid capsule, but not inside the thyroid gland. General anesthesia or sedation may delay the detection of complications and can cause serious complications during ablation [22].
The 2017 guideline recommends advanced techniques (vascular ablation techniques) to minimize marginal regrowth [23]. Two different vascular ablation techniques are available: artery-first ablation and marginal venous ablation. The artery-first ablation technique can be used for hypervascular nodules with a prominent feeding artery. However, the marginal venous ablation technique is useful for most thyroid nodules because thyroid nodules usually have marginal draining veins.
The technique of RFA for AFTNs, primary cancers, and follicular neoplasms is similar to that for benign thyroid nodules; however, a safety margin is also necessary for the complete eradication of an AFTN, primary cancer, or follicular neoplasm [23].
For treating recurrent thyroid cancers, the 2017 guideline recommends peritumoral lidocaine injection, the hydrodissection technique, and the moving-shot technique. The moving-shot technique has been suggested to be suitable for treating recurrent thyroid cancers, including the soft tissue surrounding the recurrent tumors [9]. Recurrent thyroid cancers may abut the normal neck structures, such as the recurrent laryngeal nerve, esophagus, or trachea. Before ablation, careful evaluation of the tumor and its surrounding structures are important [24]. Moreover, in addition to peritumoral lidocaine injection, the hydrodissection technique is useful for separating the tumor from critical structures [23,24]. A solution of 5% dextrose is preferred to normal saline as the injection material because normal saline is anionic and can therefore conduct electricity [25]. An electrode with a small active tip (i.e., 0.38 or 0.5 cm) is effective and safe for treating small primary and/or recurrent tumors or those that are close to critical structures [23].
Post-procedural Evaluations
Both the 2012 and 2017 guidelines recommend a similar post-procedural checklist (Table 7) to evaluate the effectiveness of RFA [1,4]; however, the 2017 guideline describes the role of each examination in detail. Moreover, the 2017 guideline suggests indications for additional ablation of benign and malignant thyroid lesions. In benign thyroid nodules, additional ablation is indicated if a viable portion with nodule vascularity is detected on gray-scale and color Doppler US in addition to persistent symptomatic and cosmetic problems [2,19]; this is because the under-ablated nodule portion with vascularity has considerable potential for regrowth on follow-up. However, color Doppler US is not sufficiently sensitive to detect small vessels and slow blood flow [18,26]. To overcome these disadvantages of color Doppler US, some authors have suggested contrast-enhanced US as an ancillary diagnostic tool for detecting the under-ablated portion after the RFA procedure [27].
The 2017 guideline includes detailed recommendations following RFA of AFTNs. For instance, it states that thyroid function should be monitored by measuring TSH, T3, and free T4 levels at each follow-up [19,20,28]. Based on TSH changes, anti-thyroid medications can be reduced or stopped. The measurement of auto-antibody (anti-thyroid peroxidase antibody and anti-Tg antibody) levels is also necessary in some cases. After RFA, patients with elevated auto-antibody levels may develop subclinical hypothyroidism [29]. Therefore, if thyroid antibody levels are elevated before ablation, careful evaluation of thyroid function is necessary during the follow-up period. Following RFA of AFTNs, US examination should be performed at each follow-up. On each US examination, changes in size, volume, intranodular vascularity, and echogenicity are evaluated. If thyroid function or symptoms are incompletely resolved, repeated RFA or another treatment, such as medication, are required. The decision to perform repeated RFA may be made based on the serum TSH level rather than on a scan or on the under-ablated portion on US. Rarely, because complete ablation of hot nodules can cause hypothyroidism, the decision to perform additional ablation should be carefully made according to changes in the serum TSH level. Repeat RFA may be performed during the follow-up period if the serum TSH level is not normalized after the first RFA.
After ablation of cervical recurrent tumors, tumor volume, maximum diameter, vascularity, and the development of new metastatic tumors should be evaluated during the follow-up period. In addition, serum Tg and anti-Tg antibody levels should be assessed after ablation [30,31]. Contrast-enhanced CT, especially in the early arterial phase with thin sections (<2.5 mm), may be useful to evaluate the presence of a viable remnant tumor or newly developed tumors [9]. Additional ablation may be planned if the follow-up US or CT demonstrates the presence of Doppler signals or an enhancing portion of the treated tumor. Several studies have suggested that the ablation zone can be more clearly visualized with contrast-enhanced US than with color Doppler US [32,33].
There is a paucity of data regarding the application of RFA for primary thyroid cancer, and the post-procedural follow-up strategies are controversial, according to previous reports [34,35]. US is primarily recommended for the follow-up evaluation of the ablation zone. In addition, careful evaluation is necessary to detect the metachronous development of papillary thyroid cancer in other portions of the thyroid gland and newly occurring lymph node metastasis. Furthermore, CT seems to play an important complementary role in the detection of newly occurring lymph node metastasis. As shown in previous studies, reduced residual lesions after RFA indicate pathologically degenerative changes, and CNB or FNA is only recommended for lesions that increase in size or remain unchanged [34,35].
Clinical Outcomes
Both the 2012 and 2017 guidelines state that RFA improves symptomatic and cosmetic issues caused by thyroid nodules [1,4]. In the 2017 guideline, RFA efficacy according to the solid component of the nodule is described based on evidence and is compared with the efficacy of ethanol ablation (EA) and LA.
The 2017 guideline describes the results of a systematic review. After RFA, the mean symptomatic and cosmetic scores improve. At the last follow-up, the mean volume reduction rate (VRR) is approximately 80%. RFA achieves a greater VRR in cystic nodules than in solid nodules. In cystic and predominantly cystic thyroid nodules, EA is proposed as the first-line treatment. However, 18.7%-33% of cases experienced recurrence following EA for predominantly cystic thyroid nodules at a 1-month follow-up [36-38]. In cases with incompletely resolved symptoms following EA, the mean VRR of EA-RFA combination therapy was 92% at 6 months [37]. Therefore, the 2017 guideline recommends EA-RFA combination therapy for incompletely resolved symptoms after initial EA [39].
Systematic reviews and meta-analyses have demonstrated that RFA and LA achieve significant volume reductions in benign solid thyroid nodules without any procedure-related deaths [40]. However, RFA shows superior efficacy to LA for volume reduction despite the smaller number of treatment sessions. Therefore, RFA may be the first-line treatment for solid thyroid nodules [40].
The 2017 guideline suggests that marginal regrowth poses an issue. Although the short-term RFA outcomes have mostly been reported to be safe and effective [41], longer follow-up studies have reported marginal regrowth. Marginal regrowth induces the recurrence of treated nodules [42]. At 4-year follow-up, larger nodules (>20 mL) required more treatment sessions than smaller nodules to achieve a similar VRR [43]. A previous randomized trial and Bayesian network meta-analysis revealed that two sessions of RFA were more effective than a single-session treatment, especially for nodules with a volume >20 mL [26]. The results of these studies demonstrate that RFA cannot maintain long-term effects after a single treatment, especially when the index nodule volume is large.
The 2017 guideline states that RFA is effective in improving thyrotoxic symptoms, hormone levels, and scintigraphic findings in the management of AFTNs. In previous studies, single-session RFA allowed withdrawal of anti-thyroid medication in 21.7%-50% of patients. In one study, the methimazole dose was reduced after RFA in 78.3% of the patients [4].
The wide range of therapeutic effects may be caused by the amount of untreated tissue at the thyroid nodule margin, which can be the cause of insufficient volume reduction and explains the persistence of a hyperthyroid state [19,28,44]. Therefore, the complete treatment of AFTNs is important. The combination of RFA and radioactive iodine therapy should be investigated in the future.
The 2017 guideline suggests two types of RFA strategies for locally recurrent thyroid cancer [8-11,30]: curative and palliative. A meta-analysis [31] reported that the pooled proportion of complete disappearance was 68.8% and that of recurrence at the treatment site was 0% after RFA. In addition, the pooled proportion of serum Tg level reduction was 71.6%, and the tumor VRR was 50.9%-98.4%. RFA can be applied for symptom relief even when radiologically complete removal is not possible. In their short-term follow-up study of 16 recurrent tumors, Park et al. [11] reported that 63.6% of patients experienced symptom relief after 6 months. However, in 62.5% of the patients, ablation was technically incomplete or failed due to intolerable pain, severe calcification, or tumor encasement of the major vessels [11]. Therefore, patients’ symptoms and clinical conditions should be considered in palliative treatment. In a comparison between RFA and EA, RFA achieved a higher complete disappearance rate (68.8% vs. 53.4%, respectively; P=0.338) and a lower recurrence rate (0.0% vs. 1.6%; P=0.996). However, these differences were not statistically significant. RFA (mean number of sessions: ≤1.3 in 83.3% of studies) required fewer treatment session than EA (mean number of sessions: ≥2 in 75% of studies) [31].
In cases of well-differentiated, low-risk primary cancers, the 2017 guideline suggests that RFA is effective in the management of primary thyroid cancer itself, albeit with a limitation in the control of regional microscopic metastasis or tiny multifocal cancers. Despite these limitations, a long-term follow-up study (mean duration, 48 months) of six patients reported a mean VRR of 98.5%±3.3% and complete cancer disappearance on US in four patients [34]. No local tumor recurrence or metastatic lesions were reported during the follow-up period in both short-term and long-term follow-up studies.
Safety
Both the 2012 and 2017 guidelines suggest that RFA is safe, well-tolerated, and associated with a low incidence of complications [1,4]. In a meta-analysis, the overall complication rate for benign nodules was 2.11% (95% confidence interval [CI], 1.15% to 3.06%), and the major complication rate was 1.27% (95% CI, 0.81% to 1.73%). For recurrent thyroid cancers, the overall complication rate was higher, at 10.98% (95% CI, 4.82% to 17.15%) and the rate of major complications was 6.71% (95% CI, 3.05% to 10.36%) [45]. Various complications have been reported, including major complications such as nerve injuries (e.g., recurrent laryngeal nerve, cervical sympathetic ganglion, brachial plexus, and spinal accessory nerve), nodule rupture, and permanent hypothyroidism, and minor complications such as hematoma, vomiting, skin burn, transient thyrotoxicosis, lidocaine toxicity, hypertension, and pain. However, no life-threatening complications were reported, and the sequelae rate was 0.21% [29,45,46].
The 2017 guideline recommends the use of effective and safe new devices. The 2012 guideline did not recommend the use of monopolar electrodes for pregnant women or patients with electrical devices, such as a cardiac pacemaker [1]. The 2017 guideline recommends that a new device (i.e., a bipolar electrode) can be a safer option for these patients [4]. The 2017 guideline also recommends the use of a 19-gauge, 0.38- or 0.5-cm active tip to treat small recurrent cancers. Although RFA is a safe modality for treating thyroid cancers, knowledge of US-based neck anatomy is mandatory for the effective and safe application of RFA.
Conclusion
In this review article, we summarized the 2017 guideline and discussed the major differences between the 2012 and 2017 guidelines. The recommendations in the 2017 guideline can provide the best scientific evidence and a consensus expert opinion regarding the use of RFA of the thyroid in clinical practice. Therefore, this revised guideline will be helpful for physicians in clinical practice.
Notes
All authors have no conflict of interest, except Baek JH. Financial activities related to the present article: none to disclose. Financial activities not related to the present article: patent holder of unidirectional ablation electrode. Other relationships: consultant for two radiofrequency companies, STARmed and RF Medical, since 2017.